Guidelines for Business Conduct
To establish key principles and guidelines for conducting the business in order to comply with laws, rules, regulations, professional standards and good corporate governance. The Guidelines applies to all directors, management and employees of Kiatnakin Phatra Financial Group as follows
Conflict of Interest
- Business Activities; Ownership of Securities
- Transactions with Related Persons
Corporate Opportunities
Confidentiality Obligations
- Nonpublic Information
- Media, Publishing and Public Appearances
- Client Information Privacy
Fair Dealing
- Providing Suitable Products and Services to Clients
- Unethical Behavior; Relationships with Competitors, Clients and Partners
- Gifts, Gratuities and Other Payments Related to the Group’s Business
- Customer Complaints
Respect for the Individual
Safeguarding the Group’s Information, Assets and Property
- Business Use
- Proprietary Information and Intellectual Property
- Compliance with Internal Controls
The Group’s Written and Electronic Communications
- Access to the Internet
- Written and E-Mail Communications
- Communications Monitoring
Compliance with Law
- Cooperation with Investigations
- Specific Policies and Regulations Affecting the Group
Commitment to Promoting Ethical Conduct